Discover how leading wealth management firms fulfill regulatory and tax obligations like KYC, AML, and FATCA during onboarding. Learn how integrating workflow with CRM and configuring the latest rules into a guided data entry process, helps these firms meet their regulatory obligations and enforce consistent best practices.
In this session, Bryan Sachdeva, Sr. Manager, Professional Services of NexJ Systems discusses how wealth management firms can:
- Collect insight from customer profile and interaction history to achieve a comprehensive risk assessment
- Use guided data entry and smart workflows to ensure compliance and suitability
- Adapt to regulatory changes quickly and painlessly
- Educate customers and record face-to-face conversations to prove understanding with mobile client onboarding