Industries – Wealth Management

In the aftermath of the economic recessions and global financial crises of the last decade, financial services regulators have imposed, and are continuing to impose, stringent regulations on today’s markets. The obligations for financial services firms are complicated, overlapping, and evolving almost every day. Non-compliance is simply not an option, as regulators charge billions in highly publicized fines to those found in breach.

In such a politicized and evolving regulatory environment, how do firms keep up with their regulatory obligations? Firms need a sophisticated solution to prove their compliance. Top tier wealth management firms are leveraging NexJ’s enterprise customer management solutions to meet their regulatory obligations.