Wealth Management and Private Banking

Independent Wealth Management Consultant Andrew Cant and Bryan Sachdeva of NexJ Systems discuss MiFID II, its implications, technology solutions, and the benefits of meeting these new requirements. This webinar will focus on:

  • The updated requirements for storing, retrieving and monitoring client interactions across all mediums
  • Changes in assessing Suitability and Appropriateness and monitoring of the client mandate
  • The higher emphasis on senior management being able to demonstrate oversight and governance of their business
  • The drive towards real-time transparency, notifications and communication with clients and regulators