A Catalyst for Transformation in Wealth Management: MiFID-II

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    MiFID II will be live from January 3, 2018, just over 10 years after the initial MiFID regulation came into force. The updated version will further extend investor protection across the EU. Leading firms that are already growing market share through innovative customer experience find themselves ahead of the curve. MIFID II compliance is really about pushing the industry to adopt the best practices of today’s industry leaders. So what might originally be a compliance gap, is really your firm’s opportunity to innovate on customer experience and attract as well as retain your top advisor talent.

    Technology will be critical for firms to transform the business with an efficient operating model while demonstrating compliance.  With only nine months remaining to become compliant, firms must act now to ensure their technology supports the changes.

    Join independent Wealth Management Consultant Andrew Cant and Bryan Sachdeva of NexJ Systems as they discuss MiFID II, its implications, technology solutions, and the benefits of meeting these new requirements. This webinar will focus on:

    • The updated requirements for storing, retrieving and monitoring client interactions across all mediums
    • Changes in assessing Suitability and Appropriateness and monitoring of the client mandate
    • The higher emphasis on senior management being able to demonstrate oversight and governance of their business
    • The drive towards real-time transparency, notifications and communication with clients and regulators

    Webinar Speakers

    Bryan Sachdeva

    Senior Director, Financial Services Solutions, NexJ Systems

    Bryan Sachdeva is a leading talent in the innovation of digital business enablement for the financial services industry. Bryan leverages years of consulting experience and deep domain knowledge acquired through work with major international financial services firms including Wells Fargo Advisors, and ATB Investor Services.

    His focus is on the integration of Customer Relationship Management (CRM) with Business Process Management (BPM) and the firm’s back-end systems to deliver a unified front-to-back office digital landscape. He is a trusted industry thought leader with a long list of endorsements for his ability to architect digital solutions that revolutionize customer experience, front-office effectiveness, and back-office efficiency.

    andrew cant

    Andrew Cant

    Wealth Management Change Consultant at ABCK Consulting Limited

    Andrew Cant is an independent consultant supporting his clients in addressing developments and issues in the Wealth Management sector. Andrew is originally a Chartered Accountant who then moved to spend 15 years at Credit Suisse across Investment Banking, Asset Management and Private Banking.

    He has particular expertise in workflow and technology-based solutions, regulatory change and business process change. Within Wealth Management, his focus has been on advisory services to HNW and UHNW clients.